SFC Licences of LUI June Yi Vivian 呂俊儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 1 | 05 March 2021 | 12 April 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 19 September 2018 | 30 November 2018 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 19 September 2018 | 30 November 2018 |
| SC Lowy Financial (HK) Limited | RE | 1 | 30 May 2016 | 09 April 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 September 2015 | 21 November 2015 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 September 2015 | 21 November 2015 |