SFC Licences of XIAO Xiaochuan 蕭小川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Y2 Capital Partners Limited 奕圖資本有限公司 | RE | 9 | 07 February 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 24 October 2016 | 17 December 2021 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 04 September 2015 | 20 February 2017 |