SFC Licences of YIM Long Man 嚴朗文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 07 June 2022 | 23 January 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 07 June 2022 | 23 January 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 07 June 2022 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 June 2022 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 June 2022 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 June 2022 | 23 January 2024 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 08 September 2015 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 September 2015 | 21 January 2016 |