SFC Licences of BARCLAY Samuel Anthony Lun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Moore Capital Asia Limited | RE | 9 | 11 March 2019 | 31 December 2020 |
Moore Capital Asia Limited | RE | 2 | 11 March 2019 | 31 December 2020 |
Moore Capital Asia Limited | RE | 1 | 11 March 2019 | 31 December 2020 |
Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 | RE | 9 | 18 July 2017 | 20 December 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 September 2015 | 05 May 2017 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 07 September 2015 | 05 May 2017 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 07 September 2015 | 05 May 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 September 2015 | 05 May 2017 |