SFC Licences of YE Peilin 叶佩琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 02 July 2021 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 02 July 2021 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 02 July 2021 | 04 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 July 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 July 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 July 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 October 2017 | 30 April 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 04 October 2017 | 30 April 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 October 2017 | 30 April 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 October 2017 | 30 April 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 18 May 2016 | 08 September 2017 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 04 September 2015 | 09 April 2016 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 04 September 2015 | 09 April 2016 |