SFC Licences of XIA Chun 夏春

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forthright Capital Management Limited 方德資本管理有限公司 RE 9 01 November 2023
Forthright Securities Company Limited 方德證券有限公司 RE 4 12 July 2023
Forthright Capital Management Limited 方德資本管理有限公司 RE 4 12 July 2023
Forthright Capital Management Limited 方德資本管理有限公司 RO 9 28 October 2022 01 November 2023
Forthright Securities Company Limited 方德證券有限公司 RO 4 28 October 2022 12 July 2023
Forthright Capital Management Limited 方德資本管理有限公司 RO 4 28 October 2022 12 July 2023
Forthright Capital Management Limited 方德資本管理有限公司 RE 4 18 May 2022 28 October 2022
Forthright Capital Management Limited 方德資本管理有限公司 RE 9 03 December 2021 28 October 2022
Forthright Securities Company Limited 方德證券有限公司 RE 4 12 November 2021 28 October 2022
Forthright Securities Company Limited 方德證券有限公司 RE 1 12 November 2021
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 10 September 2015 20 October 2021
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 10 September 2015 20 October 2021