SFC Licences of HU Xiaohao 胡瀟皓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 04 January 2023 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 03 September 2018 | 02 June 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 September 2015 | 11 August 2018 |