SFC licenceholder BGD849 CHAN Hoi Ting 陳凱婷

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 November 2019
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 20 January 2017 08 November 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE [1] (Dealing in Securities) 20 January 2017 08 November 2019
Celestial Capital Limited 時富融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 September 2015 17 December 2016