SFC Licences of CHAN Hoi Ting 陳凱婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 19 November 2019 | 24 August 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 19 November 2019 | 24 August 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 19 November 2019 | 24 August 2023 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 20 January 2017 | 08 November 2019 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 20 January 2017 | 08 November 2019 |
| Celestial Capital Limited 時富融資有限公司 | RE | 6 | 09 September 2015 | 17 December 2016 |
| Celestial Capital Limited 時富融資有限公司 | RE | 1 | 09 September 2015 | 17 December 2016 |