SFC Licences of TANG Chin Kit 鄧展杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yue Xiu Capital Limited 越秀融資有限公司 | RE | 6 | 03 February 2023 | |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 03 February 2023 | |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 30 June 2021 | 06 January 2023 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 30 June 2021 | 06 January 2023 |
Red Solar Capital Limited 綽耀資本有限公司 | RE | 6 | 28 June 2018 | 12 June 2021 |
Red Solar Capital Limited 綽耀資本有限公司 | RE | 1 | 21 June 2018 | 12 June 2021 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 09 September 2015 | 22 May 2018 |