SFC Licences of NG Yee Ling 吳綺玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 21 June 2018 | 12 October 2019 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 31 July 2017 | 10 June 2018 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 31 July 2017 | 10 June 2018 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 08 September 2015 | 09 July 2017 |