SFC Licences of LAI Kok Yuen 黎覺圓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 21 June 2017 | |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 21 June 2017 | |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 21 June 2017 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 September 2015 | 13 May 2017 |