SFC Licences of ZHAO Xiaolu 趙曉路
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 13 November 2018 | 22 August 2019 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 13 November 2018 | 22 August 2019 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 9 | 23 March 2016 | 20 September 2018 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 4 | 23 March 2016 | 20 September 2018 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 1 | 23 March 2016 | 20 September 2018 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 05 October 2015 | 01 March 2016 |