SFC Licences of LAI Sui Ting 黎瑞婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 02 December 2019 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 02 December 2019 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 05 March 2018 | 11 September 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 October 2015 | 11 September 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 05 October 2015 | 11 September 2019 |