SFC Licences of LAI Sui Ting 黎瑞婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 02 December 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 02 December 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 05 March 2018 11 September 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 05 October 2015 11 September 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 05 October 2015 11 September 2019