SFC Licences of MARTIN Charlotte Delphine Cindy

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 10 May 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 10 May 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 14 September 2015 29 January 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 14 September 2015 29 January 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 14 September 2015
Morgan Stanley Hong Kong Securities Limited RE 2 14 September 2015