SFC Licences of LUO Jian 羅劍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RO | 9 | 15 August 2018 | |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RO | 4 | 15 August 2018 | |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RO | 5 | 15 August 2018 | |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RO | 2 | 15 August 2018 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RO | 5 | 15 August 2018 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RO | 4 | 15 August 2018 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RO | 2 | 15 August 2018 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RO | 1 | 15 August 2018 |