SFC Licences of ZHANG Xiangjie 張翔傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 9 21 July 2022
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 4 21 July 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 15 September 2015 21 April 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 15 September 2015 21 April 2017
CLSA Limited 中信里昂證券有限公司 RE 4 15 September 2015 21 April 2017
CLSA Limited 中信里昂證券有限公司 RE 1 15 September 2015 21 April 2017