SFC Licences of YAO Hongyu 姚虹宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 23 July 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 15 July 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 July 2021 | |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 6 | 06 March 2018 | 23 June 2021 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 06 March 2018 | 23 June 2021 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 06 March 2018 | 23 June 2021 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 28 October 2016 | 15 February 2018 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 28 October 2016 | 15 February 2018 |
Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 18 September 2015 | 24 September 2016 |
Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 4 | 18 September 2015 | 24 September 2016 |