SFC Licences of LU Yufeng 逯宇峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 08 October 2020 | 28 February 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 08 October 2020 | 28 February 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 October 2020 | 28 February 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 October 2020 | 28 February 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 September 2015 | 01 October 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 September 2015 | 01 October 2016 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 17 September 2015 | 01 October 2016 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 17 September 2015 | 01 October 2016 |