SFC Licences of ZHU Anyang 朱安陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 17 September 2015 | 20 March 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 September 2015 | 20 March 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 September 2015 | 20 March 2017 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 17 September 2015 | 20 March 2017 |