SFC Licences of HUA Zhenyu 華震宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 06 January 2021
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 06 January 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 29 December 2017 03 April 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 29 December 2017 03 April 2020
CLSA Limited 中信里昂證券有限公司 RE 4 29 December 2017 03 April 2020
CLSA Limited 中信里昂證券有限公司 RE 1 29 December 2017 03 April 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 07 December 2016 17 November 2017
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 07 December 2016 17 November 2017
Ample Capital Limited 豐盛融資有限公司 RE 6 25 August 2016 01 October 2016
Ample Capital Limited 豐盛融資有限公司 RE 6 12 October 2015 12 April 2016