SFC Licences of HUA Zhenyu 華震宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 06 January 2021 | |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 06 January 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 29 December 2017 | 03 April 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 29 December 2017 | 03 April 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 29 December 2017 | 03 April 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 December 2017 | 03 April 2020 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 07 December 2016 | 17 November 2017 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 07 December 2016 | 17 November 2017 |
Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 25 August 2016 | 01 October 2016 |
Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 12 October 2015 | 12 April 2016 |