SFC Licences of CHENG Yee Man 鄭綺雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 30 September 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 13 August 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 13 August 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 01 June 2018 27 May 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 June 2018 27 May 2021
J.P. Morgan Broking (Hong Kong) Limited RE 5 21 September 2015 09 March 2018
J.P. Morgan Broking (Hong Kong) Limited RE 4 21 September 2015 09 March 2018
J.P. Morgan Broking (Hong Kong) Limited RE 2 21 September 2015 09 March 2018
J.P. Morgan Broking (Hong Kong) Limited RE 1 21 September 2015 09 March 2018