SFC Licences of CHENG Yee Man 鄭綺雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 30 September 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 13 August 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 August 2021 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 01 June 2018 | 27 May 2021 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 June 2018 | 27 May 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 21 September 2015 | 09 March 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 21 September 2015 | 09 March 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 21 September 2015 | 09 March 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 21 September 2015 | 09 March 2018 |