SFC Licences of TSE Yan Ping 謝欣萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 3 | 25 September 2017 | 15 February 2018 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 25 September 2017 | 15 February 2018 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 25 September 2017 | 15 February 2018 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 09 October 2015 | 15 February 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 17 September 2015 | 15 February 2018 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 17 September 2015 | 15 February 2018 |