SFC Licences of SIU Siu Ham, Jeffrey 蕭小涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Avanta Investment Management Limited 安永達投資管理有限公司 | RE | 9 | 01 February 2018 | 31 May 2021 |
Avanta Investment Management Limited 安永達投資管理有限公司 | RE | 4 | 01 February 2018 | 31 May 2021 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 14 October 2015 | 19 October 2016 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 14 October 2015 | 19 October 2016 |