SFC Licences of SIU Siu Ham, Jeffrey 蕭小涵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 01 February 2018 31 May 2021
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 01 February 2018 31 May 2021
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 14 October 2015 19 October 2016
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 14 October 2015 19 October 2016