SFC Licences of NG Kim Fung, Jason 吳劍峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 08 September 2022 | 13 August 2023 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 08 September 2022 | 13 August 2023 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 14 April 2022 | 20 August 2022 |
Arta Global Futures Limited 裕承環球期貨有限公司 | RO | 2 | 14 April 2022 | 20 August 2022 |
Arta Global Futures Limited 裕承環球期貨有限公司 | RE | 2 | 04 January 2018 | 14 April 2022 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 13 November 2017 | 14 April 2022 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 19 October 2017 | 03 November 2017 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 September 2015 | 07 October 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 24 September 2015 | 07 October 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 September 2015 | 07 October 2017 |