SFC Licences of CHEN Zhi 陳智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 26 August 2021 | 22 November 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 August 2021 | 22 November 2022 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 23 November 2018 | 30 June 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 30 September 2015 | 27 October 2018 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 30 September 2015 | 27 October 2018 |