SFC Licences of CHEN Zhi 陳智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 26 August 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 26 August 2021
HSBC Corporate Finance (Hong Kong) Limited RE 6 23 November 2018 30 June 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 30 September 2015 27 October 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 1 30 September 2015 27 October 2018