SFC Licences of YUAN Ye 袁也

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 03 August 2020 16 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 03 August 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 03 August 2020
CLSA Limited 中信里昂證券有限公司 RE 1 03 August 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 23 September 2015 01 November 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 23 September 2015 01 November 2016
CLSA Limited 中信里昂證券有限公司 RE 4 23 September 2015 01 November 2016
CLSA Limited 中信里昂證券有限公司 RE 1 23 September 2015 01 November 2016