SFC Licences of CHEN Zhuoming 陳卓銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 19 December 2016 17 October 2018
UBS Securities Hong Kong Limited RE 6 29 September 2015 18 December 2016