SFC Licences of CAI Sheng 蔡盛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 5 | 04 December 2018 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 07 November 2018 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 16 October 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 29 September 2015 | 27 September 2018 |