SFC Licences of NOMA Ken 野間健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 12 December 2022 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 09 August 2022 | 29 November 2022 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 18 July 2022 | 29 November 2022 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 18 July 2022 | 29 November 2022 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 1 | 30 October 2018 | 04 July 2022 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 29 September 2015 | 04 July 2022 |