SFC Licences of NG Li Sheng Jason
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hillhouse Investment Management Limited 高瓴投資管理有限公司 | RE | 9 | 06 August 2020 | |
Bell Potter Securities (HK) Limited | RE | 1 | 16 April 2019 | 21 June 2020 |
Turiya Advisors Asia Limited | RE | 9 | 22 November 2018 | 05 March 2019 |
Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 07 March 2017 | 01 September 2017 |
UBS Securities Asia Limited | RE | 1 | 30 September 2015 | 19 January 2016 |