SFC Licences of PENG Zhiting 彭志婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 19 November 2021 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 19 November 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 26 October 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 26 October 2021 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 19 February 2021 | 05 October 2021 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 19 February 2021 | 05 October 2021 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 19 February 2021 | 05 October 2021 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 03 July 2017 | 13 July 2020 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 08 June 2016 | 13 July 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 24 September 2015 | 13 July 2020 |