SFC Licences of PENG Zhiting 彭志婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 19 November 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 19 November 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 26 October 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 26 October 2021
Wisdom Asset Management Limited 滙智資產管理有限公司 RE 1 19 February 2021 05 October 2021
Wisdom Asset Management Limited 滙智資產管理有限公司 RE 4 19 February 2021 05 October 2021
Wisdom Asset Management Limited 滙智資產管理有限公司 RE 9 19 February 2021 05 October 2021
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 03 July 2017 13 July 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 08 June 2016 13 July 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 24 September 2015 13 July 2020