SFC Licences of YANG Wenxi 楊文曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 4 | 08 July 2021 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 08 July 2021 | 26 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 July 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 July 2021 | |
| Merrill Lynch Far East Limited | RE | 6 | 02 July 2021 | 26 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 July 2021 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 07 April 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 05 October 2015 | 18 December 2016 |