SFC Licences of BUCKLEY James Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 13 October 2015 | 17 October 2015 |
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 13 October 2015 | 17 October 2015 |