SFC Licences of CHAN Matthew Wing Tou 陳榮滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 19 January 2023 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 28 December 2020 | 08 December 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 28 December 2020 | 08 December 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 27 August 2018 | 27 September 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 August 2018 | 27 September 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 06 June 2018 | 22 August 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 June 2018 | 22 August 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 October 2015 | 09 October 2015 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 October 2015 | 09 October 2015 |