SFC Licences of GAN Lin 干霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 12 November 2021 | 27 October 2022 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 November 2021 | 27 October 2022 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 16 July 2021 | 19 August 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 July 2021 | 19 August 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 16 April 2018 | 15 January 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 16 April 2018 | 15 January 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 16 April 2018 | 15 January 2021 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 25 September 2015 | 26 July 2016 |