SFC Licences of CHEN Chi-wu 陳計伍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RO | 4 | 31 October 2017 | |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RO | 1 | 31 October 2017 | |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 12 October 2015 | 31 October 2017 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 12 October 2015 | 31 October 2017 |