SFC Licences of MILLER Elizabeth Kathleen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 23 May 2023 | |
| Merrill Lynch Far East Limited | RO | 2 | 15 April 2021 | |
| Merrill Lynch Far East Limited | RO | 1 | 15 April 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 November 2020 | 23 May 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 09 November 2020 | 15 April 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 09 November 2020 | 15 April 2021 |
| UBS Securities Hong Kong Limited | RO | 1 | 22 August 2018 | 22 July 2020 |
| UBS Securities Asia Limited | RO | 1 | 22 August 2018 | 22 July 2020 |
| UBS Securities Hong Kong Limited | RE | 2 | 09 May 2017 | 22 July 2020 |
| UBS Securities Asia Limited | RE | 2 | 09 May 2017 | 22 July 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 09 May 2017 | 22 August 2018 |
| UBS Securities Asia Limited | RE | 1 | 09 May 2017 | 22 August 2018 |
| UBS Securities Asia Limited | RE | 1 | 23 January 2017 | 27 January 2017 |
| UBS Securities Asia Limited | RE | 1 | 06 October 2015 | 09 October 2015 |