SFC Licences of ZHAO Liang 趙亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 | RO | 9 | 29 January 2024 | |
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 | RO | 4 | 29 January 2024 | |
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 | RE | 1 | 26 January 2024 | |
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RO | 9 | 29 September 2021 | 05 April 2023 |
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RO | 4 | 29 September 2021 | 05 April 2023 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 09 July 2019 | 17 June 2020 |
CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 15 October 2018 | 17 June 2020 |
CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 4 | 15 October 2018 | 17 June 2020 |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 05 October 2015 | 25 July 2018 |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 05 October 2015 | 25 July 2018 |