SFC Licences of ZHAO Liang 趙亮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 9 29 January 2024
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 4 29 January 2024
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RE 1 26 January 2024
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 RO 9 29 September 2021 05 April 2023
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 RO 4 29 September 2021 05 April 2023
CMBC Securities Company Limited 民銀證券有限公司 RE 1 09 July 2019 17 June 2020
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 15 October 2018 17 June 2020
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 4 15 October 2018 17 June 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 05 October 2015 25 July 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 05 October 2015 25 July 2018