SFC Licences of YANG Ruoyi 楊若藝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 28 June 2022
Merrill Lynch (Asia Pacific) Limited RE 6 28 June 2022
Merrill Lynch Far East Limited RE 4 28 June 2022
Merrill Lynch (Asia Pacific) Limited RE 4 28 June 2022
Merrill Lynch Far East Limited RE 1 28 June 2022
Merrill Lynch (Asia Pacific) Limited RE 1 28 June 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 02 March 2021 06 May 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 02 March 2021 06 May 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 02 March 2021 06 May 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 1 12 June 2017 11 February 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 12 June 2017 11 February 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 08 October 2015 31 May 2017
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 08 October 2015 31 May 2017