SFC Licences of YANG Ruoyi 楊若藝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 28 June 2022 | |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 June 2022 | |
Merrill Lynch Far East Limited | RE | 4 | 28 June 2022 | |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 June 2022 | |
Merrill Lynch Far East Limited | RE | 1 | 28 June 2022 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 June 2022 | |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 02 March 2021 | 06 May 2022 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 02 March 2021 | 06 May 2022 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 02 March 2021 | 06 May 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 12 June 2017 | 11 February 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 12 June 2017 | 11 February 2021 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 08 October 2015 | 31 May 2017 |
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 08 October 2015 | 31 May 2017 |