SFC Licences of LIU Da 劉達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 29 April 2021 | |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 15 October 2015 | 04 December 2018 |