SFC Licences of HO Chung Him 何松謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Premia Partners Company Limited 睿亞資產管理有限公司 | RE | 1 | 09 June 2021 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 20 December 2018 | 31 May 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 13 March 2018 | 05 December 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 13 March 2018 | 05 December 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 13 March 2018 | 05 December 2018 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 09 October 2015 | 24 June 2017 |