SFC Licences of LEE Hok Yat 李學一

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rich Bay Securities Limited 富利證券有限公司 RE 2 15 September 2020 06 January 2022
Rich Bay Securities Limited 富利證券有限公司 RE 1 15 September 2020 06 January 2022
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 06 April 2017 21 July 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 06 April 2017 21 July 2018
I-Access Investors Limited 一通投資者有限公司 RE 2 27 October 2015 21 October 2016
I-Access Investors Limited 一通投資者有限公司 RE 1 27 October 2015 21 October 2016