SFC Licences of LEE Hok Yat 李學一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rich Bay Securities Limited 富利證券有限公司 | RE | 2 | 15 September 2020 | 06 January 2022 |
Rich Bay Securities Limited 富利證券有限公司 | RE | 1 | 15 September 2020 | 06 January 2022 |
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 06 April 2017 | 21 July 2018 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 06 April 2017 | 21 July 2018 |
I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 27 October 2015 | 21 October 2016 |
I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 27 October 2015 | 21 October 2016 |