SFC licenceholder BGI597 AU Andrea Megan 區碧珮

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 21 June 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 21 June 2017
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 19 October 2015 15 March 2017
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 19 October 2015 15 March 2017