SFC Licences of BERGET Lydie Marie

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 24 May 2021
UBS Securities Asia Limited RE 2 24 May 2021
UBS Securities Hong Kong Limited RE 1 24 May 2021
UBS Securities Asia Limited RE 1 24 May 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 24 February 2020 20 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 24 February 2020 20 February 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 24 February 2020 20 February 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 11 September 2017 01 November 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 11 September 2017 01 November 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 16 October 2015 26 June 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 16 October 2015 26 June 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 16 October 2015 26 June 2017