SFC Licences of BERGET Lydie Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 24 May 2021 | 31 March 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 24 May 2021 | 31 March 2023 |
| UBS Securities Asia Limited | RE | 2 | 24 May 2021 | 31 March 2023 |
| UBS Securities Asia Limited | RE | 1 | 24 May 2021 | 31 March 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 24 February 2020 | 20 February 2021 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 24 February 2020 | 20 February 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 February 2020 | 20 February 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 11 September 2017 | 01 November 2019 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 11 September 2017 | 01 November 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 16 October 2015 | 26 June 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 16 October 2015 | 26 June 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 16 October 2015 | 26 June 2017 |