SFC Licences of CHEN Fang 陳放
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 18 February 2020 | 03 March 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 18 February 2020 | 03 March 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 29 March 2016 | 05 December 2019 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 29 March 2016 | 05 December 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 12 October 2015 | 05 December 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 October 2015 | 05 December 2019 |