SFC licenceholder BGI616 TONG Chun Ho 唐振皓

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 12 August 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO [1] (Dealing in Securities) 14 September 2017 30 May 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE [4] (Advising on Securities) 14 October 2015 30 May 2019
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE [2] (Dealing in Futures Contracts) 14 October 2015 30 May 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE [1] (Dealing in Securities) 14 October 2015 14 September 2017