SFC Licences of GAN Jian Bo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 31 May 2018 | 13 October 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 October 2015 | 28 November 2017 |