SFC Licences of YAMAKAWA Hiroki

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Schonfeld Strategic Advisors (Hong Kong) Limited RE 9 23 September 2021 26 September 2023
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 2 14 May 2018 18 May 2018
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 1 14 May 2018 18 May 2018
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 2 14 August 2017 25 August 2017
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 1 14 August 2017 25 August 2017
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 03 April 2017 23 April 2017
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 03 April 2017 23 April 2017
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 16 October 2015 26 October 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 16 October 2015 26 October 2015