SFC Licences of HU Kailun 胡凱倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 01 June 2022 | 30 November 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 18 October 2021 | 30 November 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 18 October 2021 | 30 November 2022 |
orientiert XYZ Securities Limited | RE | 6 | 19 June 2018 | 26 August 2021 |
orientiert XYZ Securities Limited | RE | 4 | 19 June 2018 | 26 August 2021 |
orientiert XYZ Securities Limited | RE | 1 | 19 June 2018 | 26 August 2021 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 05 January 2017 | 29 May 2018 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 05 January 2017 | 29 May 2018 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 15 October 2015 | 16 December 2016 |
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 15 October 2015 | 16 December 2016 |