SFC Licences of MAK Siu Ming 麥小明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 16 April 2021
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 16 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 02 June 2017 01 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 02 June 2017 01 April 2021
I-Access Investors Limited 一通投資者有限公司 RE 1 16 November 2015 13 March 2017
I-Access Investors Limited 一通投資者有限公司 RE 2 16 November 2015 13 March 2017