SFC Licences of MAK Siu Ming 麥小明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 16 April 2021 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 16 April 2021 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 02 June 2017 | 01 April 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 June 2017 | 01 April 2021 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 16 November 2015 | 13 March 2017 |
| I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 16 November 2015 | 13 March 2017 |